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AI Guardian

Disclaimer: Community-maintained open-source project. Not affiliated with, endorsed by, or sponsored by Ollama, IGEL, or any AI-security vendor. Product and trademark names belong to their owners. MIT licensed.

Governed observability + governance for on-endpoint local LLMs. It lets you observe + audit what your local models are actually fed, and gate what leaves in a prompt — the complement to IGEL AI Armor. AI Armor governs whether a local model may run on the endpoint; ai-guardian records what it did and gates what goes into the prompt (secrets, PII, source, jailbreaks) plus which model may serve it. Self-contained: it talks to each runtime's REST API and needs nothing beyond httpx and the MCP SDK. v0.1 provides opt-in route-through content governance; a transparent capture proxy is on the v0.2 roadmap.

Supported runtimes

One tool, several local runtimes, selected per target by a runtime field in config.yaml (the init wizard asks). Ollama uses its native API; the other three share one OpenAI-compatible transport (/v1/models + /v1/chat/completions).

Runtime runtime Default port List / policy Scan + route-through guard Provenance
Ollama ollama 11434 digest (content hash — strong)
llama.cpp (llama-server) llamacpp 8080 props/props model path/size → pinnable id
LM Studio lmstudio 1234 id only — weaker; pins report unverifiable
vLLM (local single-node) vllm 8000 id only — weaker; pins report unverifiable

The allow/deny model policy, the deterministic prompt scanner, the route-through guard (guarded_generate / observe_chat), provenance drift, and doctor work across all runtimes. Model lifecycle writes (pull / remove / unload) are Ollama-only — the OpenAI-compatible servers load a model at startup and expose no lifecycle endpoint, so those writes are refused with a clear message.

Provenance honesty: only Ollama (content digest) and llama.cpp (a /props-derived path/size identity) expose something to pin. LM Studio and vLLM expose only a model id, so a pinned digest is reported unverifiable rather than a false DRIFT.

vLLM here is a LOCAL endpoint-guarding use case. GPU inference-cluster operations (autoscale, drain, Ray Serve/Jobs, model lifecycle at fleet scale) belong to a different tool in the line — GPU cluster ops → inference-aiops.

What it does

Ollama persists no queryable prompt/response history — conversational context is client-supplied on every request. So ai-guardian observes on two fronts:

  • Passive inventory / state auditing — over /api/tags, /api/ps, /api/show, /api/version: what models are installed and running, their VRAM residency, license/params/capabilities, and their provenance digests. Every model is annotated with an allow/deny policy verdict, so shadow (unsanctioned) models show allowed: false.
  • Opt-in route-through content governance — callers send a prompt through ai-guardian (guarded_generate / observe_chat). It scans the text (secrets / PII / source / jailbreak), checks the model against policy, records the interaction to its own usage log (~/.ai-guardian/usage.db), and only then calls Ollama — blocking when the risk band is too high or the model is disallowed. The raw prompt is never stored (only its length + redacted findings).

A transparent reverse-proxy shim that captures other clients' Ollama traffic passively is a documented v0.2 roadmap item, not v0.1.

Key features

  • Deterministic, offline prompt scanner — no I/O, no network, so it is fully testable offline. Flags secrets (AWS AKIA, private-key blocks, GitHub / Slack / OpenAI / Google tokens, JWTs, assigned api_key=…, high-entropy fallback), PII (email, US SSN, credit card with a Luhn check), source/config-leak heuristics, and jailbreak / prompt-injection signatures — rolled up into a weighted risk band (low / medium / high / critical; any critical dominates). Findings are redacted — the scanner never re-emits the secret it caught.
  • Model allow/deny policy (shell-glob patterns) so shadow / unsanctioned models surface as allowed: false, plus provenance digest pinning to flag a model whose digest drifted (re-pulled / tampered).
  • Route-through guardguarded_generate / observe_chat scan + policy-gate
    • record + run-if-allowed, blocking on risk-band >= block_threshold (default high) or a disallowed model.
  • Vendored governance harness — audit log, token/runaway budget guard, descriptive risk tiers, and undo-token recording, bundled in the package (no external dependency).
  • Highly self-testable — Ollama is free + local for the API parts; the scanner, policy, and risk-band are pure deterministic offline logic.

What this tool does, and does not, decide

It delivers local-LLM observability and operations — reads and writes — accurately, and records every one of them. It does not decide whether a write to the model estate is allowed to happen. That is the agent's judgement, or the permission of the host and account you run it under: point it at a runtime the account cannot administer — an Ollama daemon whose model store the user can't modify, or an endpoint the agent reaches read-only — and the writes fail at the runtime, the place that actually owns the permission. Simplest of all, hand the connecting agent only the scan/observe tools.

So the harness has no read-only switch, no deny-rules file, and no approval gate to configure. (Content governance is a separate, product-level thing that stays: the model allow/deny policy and the guarded_generate block threshold still scan and gate what a model is asked to do.) The one thing the harness guarantees is that nothing is silent: every call, over MCP and over the CLI alike, lands an audit row in ~/.ai-guardian/audit.db, and destructive writes still capture their before-state and record an inverse where one exists.

Each tool declares a risk_level, kept in agreement with its [READ]/[WRITE] documentation tag by a test, and carried into the audit row as a descriptive tier — so a reviewer can see at a glance that a row was a high-risk delete. It is a label, not a gate.

Running a smaller / local model? See agent-guardrails.md — it lists the guardrails this tool now enforces for you (so you don't spend prompt budget restating them) and gives a ready-made system prompt for what's left.

Capability matrix (20 MCP tools)

Reads (10)

Tool Risk What it returns
list_models low installed models, each with the allow/deny verdict (shadow → allowed:false)
running_models low loaded models: VRAM footprint + residency expiry
model_details low license / parameters / capabilities for one model
server_status low Ollama reachability + version
vram_usage low total VRAM used by loaded models; flag over-budget
policy_view low current allow/deny policy + provenance digest pins
model_provenance low each installed digest vs its pin; flag drift
scan_prompt low pure text scan → findings + weighted risk band (no model call)
usage_events low query the observed-usage log
anomaly_report low rollup: shadow models, digest drift, high-risk + blocked prompts

Writes (8)

Tool Risk Undo / safety
pull_model medium refused if it violates policy
remove_model high dry-run + undo (re-pull)
unload_model medium evict from VRAM (keep_alive:0)
set_model_allowlist medium undo → prior allowlist
set_model_denylist medium undo → prior denylist
pin_model_digest medium pin a model's expected provenance digest
guarded_generate medium the route-through guard: scan + policy-gate + record + run-if-allowed
observe_chat medium same, for /api/chat messages

Undo (2)

Tool Risk What it does
undo_list low list recorded undo tokens
undo_apply medium replay a recorded inverse descriptor

Risk-band gating: guarded_generate / observe_chat block when the prompt's risk band >= block_threshold (default high) or the model is disallowed. Blocked calls never reach Ollama and are recorded as blocked in the usage log.

Quick start

uv tool install ai-guardian-aiops          # or: pipx install ai-guardian-aiops
ai-guardian doctor                   # Ollama reachability + policy summary (works zero-config)
ai-guardian overview                 # models installed/running, shadow count, usage stats
ai-guardian model list               # installed models with allow/deny verdicts
ai-guardian guard scan "my key is AKIAIOSFODNN7EXAMPLE"   # deterministic scan → risk band

Route a prompt through the guard (scan + policy-gate + record + run-if-allowed) via MCP:

guarded_generate(model="llama3.2:3b", prompt="…", block_threshold="high")

Run as an MCP server (stdio) — the full 20-tool surface; the CLI is a convenience subset:

export AI_GUARDIAN_AIOPS_MASTER_PASSWORD=...   # only if a target has a stored token
ai-guardian mcp                                # or: ai-guardian-mcp

Governance

Every operation — MCP and CLI — passes through the bundled @governed_tool harness. It records; it does not authorize (see above).

  • Audit — every call (params, result, status, duration, risk tier, and any operator-supplied approver/rationale) is logged to ~/.ai-guardian/audit.db (relocatable via AI_GUARDIAN_AIOPS_HOME). This is separate from ~/.ai-guardian/usage.db, which holds the observed local-LLM usage.
  • Runaway guard — a safety backstop, not an authorization gate: the same call hammered in a tight loop trips a circuit breaker so a stuck agent can't burn unbounded calls/time. Disable with AI_GUARDIAN_RUNAWAY_MAX=0; optional hard ceilings via AI_GUARDIAN_MAX_TOOL_CALLS / AI_GUARDIAN_MAX_TOOL_SECONDS.
  • Undo recording — reversible writes record an inverse descriptor built from the fetched before-state.
  • Risk tier — a descriptive label on the audit row derived from risk_level; it gates nothing.

Supported scope + limitations

  • Scope: on-endpoint local LLMs — Ollama plus the OpenAI-compatible llama.cpp / LM Studio / local single-node vLLM — single-endpoint local-LLM observability + content governance. Not GPU inference-cluster ops (→ inference-aiops).
  • v0.1 = passive inventory/state auditing plus opt-in route-through content governance. A transparent capture proxy for other clients' traffic is v0.2 roadmap, not v0.1.
  • IGEL AI Armor interop is doc-level positioning today (complementary roles), not a wired integration.
  • Validation status — the scanner, policy, and risk-band are pure deterministic offline logic and are exercised as such by the test suite. The core Ollama route-through (real generation + policy deny + undo capture) was exercised against a live Ollama 0.24.0 on 2026-07-13; the rest of the Ollama surface and the OpenAI-compatible dialects (llama.cpp / LM Studio / local vLLM) are still covered by mocked responses only. ai-guardian doctor is the fastest live check; see docs/VERIFICATION.md for exactly which boxes are ticked.

Missing a capability?

Want a passive capture proxy, another scanner signature, a richer policy model, or an AI Armor hook? Open an issue or PR — feedback and contributions welcome.

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