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Compliance-testing framework for AI-controlled robot policies — pytest for robot policies.

Project description

Cotter

Compliance testing for AI-controlled robot policies — pytest for robot policies.

Cotter loads a trained robot policy as a black box (observation → action), runs it through a battery of standardized tests in MuJoCo simulation, and produces structured pass/fail results with statistical guarantees. It is aimed at the emerging regulatory need (EU Machinery Regulation, ISO 10218) for evidence that a learned controller actually behaves — but the core is just honest, reproducible testing:

Category Question Method
Performance Does it succeed at the task? Wald's sequential probability ratio test (SPRT) — stops sampling as soon as the evidence is decisive
Safety Does it ever exceed a hard physical limit? Per-timestep checks on joint velocities / actuator forces / contacts; a single violation anywhere fails, no averaging
Regression Did the new version break behavior? Matched pairs on a shared seed sequence, exact McNemar (binary) and Wilcoxon signed-rank (continuous)
Adversarial How bad is the worst case? A PPO adversary trained to perturb the policy's observations within an L∞ budget, plus a guaranteed random-noise baseline

Everything runs on CPU (developed on Apple Silicon; no CUDA anywhere in the stack).

Install

Requires Python 3.11. From PyPI (the distribution is published as cotterbot; the import name, CLI, and project are all still cotter):

pip install cotterbot

Or from source with Poetry:

git clone https://github.com/yih0nk/cotter.git
cd cotter
poetry install
poetry run pytest   # 213 tests, unit + real-MuJoCo integration

Quickstart (CLI)

Declare the test battery in YAML and point cotter run at a policy:

poetry run cotter run \
    --policy artifacts/victim_ppo_inverted_pendulum.zip \
    --config examples/inverted_pendulum.yaml

Exit code 0 means every declared category passed; 1 means at least one failed; 2 means a config/usage error. Real captured output from the command above (2026-07-07, seed 0 — trial-by-trial progress lines elided):

[cotter] loaded policy 'victim_ppo_inverted_pendulum' onto InvertedPendulum-v5
[cotter] performance: SPRT p0=0.8 p1=0.95 n_max=50
[cotter]   => PASS after 18 trials
[cotter] safety: 4 limit(s) over 20 episodes
[cotter]   worst |cotter/joint_velocities| = 0.6789 (limit 5.0)
[cotter]   worst |cotter/actuator_forces| = 0.9062 (limit 2.5)
[cotter]   worst |cotter/contact_count| = 0.0000 (limit 0.5)
[cotter]   worst |cotter/contact_forces| = 0.0000 (limit 1.0)
[cotter]   => PASS
[cotter] regression: vs baseline .../victim_ppo_inverted_pendulum.zip on 30 paired seeds
[cotter]   => McNemar NO_REGRESSION (p=1), Wilcoxon NO_REGRESSION (p=1)
[cotter] adversarial: eps=0.07 over 20 episodes
[cotter]   random baseline: 100% clean -> 100% perturbed
[cotter]   ppo adversary: 100% clean -> 0% perturbed
[cotter] JSON report written to .../artifacts/cli_report.json
...
OVERALL: FAIL (1 failing, 5 passing, 0 informational)

(The FAIL is the learned-adversary category doing its job; the config's regression section compares the victim against itself as a sanity check, hence p = 1.) The config file schema is documented in examples/inverted_pendulum.yaml and cotter/config.py. Every reported success rate carries a Clopper-Pearson confidence interval (SPRT and adversarial results), and regression results carry an effect size — the discordant-pair odds ratio for McNemar, the rank-biserial correlation for Wilcoxon.

Comparing two policy versions

cotter compare runs only the regression test between a baseline and a candidate and exits 0 (no regression) or 1 (regression detected) — a drop-in CI gate:

poetry run cotter compare \
    --baseline old_policy.zip --candidate new_policy.zip \
    --config examples/inverted_pendulum.yaml

Parallel rollouts

Safety, regression, and fixed-N adversarial evaluation parallelize across worker processes via AsyncVectorEnv. Set n_workers in the relevant config section (default 1 = serial); SPRT stays serial by design because it must check its boundary after each trial. Parallel results are bit-identical to serial on the same seeds — each episode runs in an isolated env seeded from a disjoint per-worker slice.

safety:
  n_episodes: 40
  n_workers: 4
  limits: { cotter/joint_velocities: 5.0 }

Managing the adversary zoo

poetry run cotter zoo list                 # cached adversaries (+ --env filter)
poetry run cotter zoo prune                # drop entries with missing artifacts

Backends

RunConfig.backend (default gymnasium) selects the simulator backend through BackendFactory.from_name. GymnasiumBackend is the CPU MuJoCo default; IsaacSimBackend targets NVIDIA Isaac Sim and raises BackendNotAvailableError at construction when omni.isaac.gym is not installed (it is not exercised on the CPU dev machine).

Quickstart (Python API)

import gymnasium as gym
from stable_baselines3 import PPO
from cotter import (
    CotterWrapper, SafetyLimit, TestReport, load_policy, run_rollouts,
    run_sprt, evaluate_safety, mcnemar_exact, run_adversarial_test,
    rollout_one, make_seed_sequence, JOINT_VELOCITIES, ACTUATOR_FORCES,
)

# 1. Wrap any Gymnasium MuJoCo env; the wrapper exposes qvel,
#    actuator_force, contact count, and per-body contact-force
#    magnitudes in every step's info dict.
env = CotterWrapper(gym.make("InvertedPendulum-v5"))

# 2. Load the policy under test (SB3 .zip or a raw torch .pt module).
#    Observation/action spaces are validated and mismatches fail loudly.
policy = load_policy("artifacts/victim_ppo_inverted_pendulum.zip", env, algo=PPO)

# 3. Define task success and run the categories you need.
def success(total_reward, length, terminated, truncated, final_info):
    return length >= 1000  # survived the full horizon

seeds = make_seed_sequence(50, base_seed=0)
perf = run_sprt(
    lambda i: rollout_one(policy, env, seeds[i], success).success,
    p0=0.80, p1=0.95, alpha=0.05, beta=0.05, n_max=50,
)

rollouts = run_rollouts(policy, env, 20, success, base_seed=1)
safe = evaluate_safety(rollouts.episode_infos, [
    SafetyLimit(JOINT_VELOCITIES, 5.0),
    SafetyLimit(ACTUATOR_FORCES, 2.5),
])

adv = run_adversarial_test(policy, env, success, epsilon=0.07, n_episodes=20)

# 4. Aggregate into a report (console summary + JSON artifact).
report = TestReport(policy_name="my_policy", env_id="InvertedPendulum-v5")
report.add_sprt(perf)
report.add_safety(safe)
report.add_adversarial(adv)
print(report.summary())
report.to_json("report.json")

Demo

poetry run python examples/demo.py

Runs all four categories against a checked-in PPO policy and writes artifacts/demo_report.json. Takes ~40 s on Apple Silicon CPU (dominated by training the adversary; pass --skip-adversary-training to use only the random baseline). The victim can be retrained from scratch with poetry run python scripts/train_victim.py (~17 s, 100k timesteps, eval reward 1000.0 ± 0.0).

Demo environment choice

The demo uses InvertedPendulum-v5, chosen deliberately for reliability over spectacle: it steps fast on CPU, PPO solves it in seconds (so the whole pipeline is verifiable end-to-end in one sitting), and its MuJoCo data exposes physically meaningful joint velocities, actuator forces, and contact counts for the safety checks. Nothing in Cotter is specific to this env — CotterWrapper works with any Gymnasium MuJoCo environment with Box spaces.

Real captured results

Verbatim summary from an executed run (2026-07-07, seed 0, M5 CPU — full output in RESULTS.md):

==============================================================================
COTTER TEST REPORT — policy 'victim_ppo' on InvertedPendulum-v5
generated 2026-07-07T12:54:58+00:00
==============================================================================
[PASS] performance/sprt_success_rate
       PASS: 18/18 successes (100.0%) after 18 sequential trials (H0 p<=0.8, H1 p>=0.95)
[PASS] safety/hard_limits
       PASS: no violations in 20020 timesteps across 20 trials
[FAIL] regression/success_mcnemar
       REGRESSION: baseline 1.000 vs candidate 0.000 over 30 paired trials (p=9.31e-10, mcnemar_exact_one_sided)
[FAIL] regression/return_wilcoxon
       REGRESSION: baseline 1000.000 vs candidate 94.900 over 30 paired trials (p=8.63e-07, wilcoxon_signed_rank_one_sided)
[PASS] adversarial/random_baseline
       PASS: success rate 100.0% clean -> 100.0% under random linf perturbation (eps=0.07, n=20, required >= 50%) [uniform random baseline]
[FAIL] adversarial/learned_ppo
       FAIL: success rate 100.0% clean -> 0.0% under ppo linf perturbation (eps=0.07, n=20, required >= 50%) [trained PPO adversary]
------------------------------------------------------------------------------
OVERALL: FAIL (3 failing, 3 passing, 0 informational)
==============================================================================

The FAILs are the point of the demo: the regression category is fed a deliberately undertrained candidate and catches it (p ≈ 10⁻⁹ from just 30 paired episodes), and the adversarial category shows the headline result — at a perturbation budget where random sensor noise is completely harmless (100% success), a learned adversary drives the same policy to 0%. Random-noise robustness testing alone would have certified this policy.

Locomotion demo (Ant-v5)

A PPO victim trained on the MuJoCo quadruped (500k steps, scripts/train_ant_victim.py), tested with all four categories via cotter run --policy artifacts/victim_ant.zip --config examples/ant.yaml. Real captured report (2026-07-08, seed 0, M5 CPU):

COTTER TEST REPORT — policy 'victim_ant' on Ant-v5
[PASS] performance/sprt_success_rate
       PASS: 7/7 successes (100.0%, 95% CI [59.0%, 100.0%]) after 7 sequential trials (H0 p<=0.5, H1 p>=0.8)
[PASS] safety/hard_limits
       PASS: no violations in 12813 timesteps across 20 trials
[PASS] regression/success_mcnemar
       NO_REGRESSION: baseline 0.000 vs candidate 0.950 over 20 paired trials (p=1, discordant_odds_ratio=0, ...)
[PASS] regression/x_position_wilcoxon
       NO_REGRESSION: baseline -0.066 vs candidate 9.446 over 20 paired trials (p=1, rank_biserial_correlation=0.971, ...)
[PASS] adversarial/random_baseline
       PASS: success rate 100.0% clean -> 75.0% [50.9%, 91.3%] under random linf perturbation (eps=1.0, n=20, required >= 50%)
[PASS] adversarial/learned_ppo
       PASS: success rate 100.0% clean -> 95.0% [75.1%, 99.9%] under ppo linf perturbation (eps=1.0, n=20, required >= 50%)
OVERALL: PASS (0 failing, 6 passing, 0 informational)

Locomotion needs the right success signal: Ant's per-step survival bonus means a policy that stands still scores high total reward, so raw return would rank a do-nothing policy above a walking one. The demo therefore defines success as forward displacement (min_info on x_position) and runs the regression on the same metric. That cleanly separates the trained victim (95% success, ~9.4 m forward) from the random-init baseline (0%, ~0 m). Here the learned adversary happened to underperform the random baseline at this budget (the PPO attacker is time-boxed); Cotter reports both honestly.

Real manipulation demo (HER + SAC)

Cotter handles the Dict observation spaces used by gymnasium-robotics Fetch/manipulation envs, where success is a goal flag ({type: info_flag, key: is_success}) rather than a reward threshold.

The intended target was FetchPickAndPlace-v4 trained with HER+SAC (scripts/train_fetch_pickplace.py), but it did not converge on the M5 CPU within the time budget (0% success through 100k steps). Per the documented fallback the demo uses the much easier FetchReachDense-v4, which the same HER+SAC recipe solves to 100% in about a minute. Real captured report from cotter run --policy artifacts/victim_fetch_reach_hersac.zip --config examples/fetch_pickplace.yaml:

COTTER TEST REPORT — policy 'victim_fetch_reach_hersac' on FetchReachDense-v4
[PASS] performance/sprt_success_rate
       PASS: 8/8 successes (100.0%, 95% CI [63.1%, 100.0%]) after 8 sequential trials (H0 p<=0.4, H1 p>=0.6)
[PASS] safety/hard_limits
       PASS: no violations in 1020 timesteps across 20 trials
[PASS] regression/success_mcnemar
       NO_REGRESSION: baseline 0.033 vs candidate 1.000 over 30 paired trials (p=1, discordant_odds_ratio=0, ...)
[PASS] regression/return_wilcoxon
       NO_REGRESSION: baseline -8.198 vs candidate -1.013 over 30 paired trials (p=1, rank_biserial_correlation=1, ...)
[PASS] adversarial/random_baseline
       PASS: success rate 100.0% clean -> 55.0% [31.5%, 76.9%] under random linf perturbation (eps=0.1, n=20)
[FAIL] adversarial/learned_ppo
       FAIL: success rate 100.0% clean -> 0.0% [0.0%, 16.8%] under ppo linf perturbation (eps=0.1, n=20, required >= 50%)
OVERALL: FAIL (1 failing, 5 passing, 0 informational)

The safety limits target Fetch's joint velocities and contacts (its end-effector is mocap-controlled, so actuator_forces is empty and a limit on it passes trivially). Adversarial perturbation works on Dict observations: it perturbs only the sensed-state observation sub-key (leaving the goal keys untouched), and the headline result reappears on a manipulation env — the learned PPO adversary drives the victim to 0% at ε = 0.1 where random noise of the same budget only reaches 55%.

Regression detection is a one-liner. Comparing the trained victim against its random-init counterpart flags the difference immediately:

$ cotter compare --baseline victim_fetch_reach_hersac.zip \
      --candidate victim_fetch_reach_randominit.zip --config examples/fetch_pickplace.yaml
[FAIL] regression/success_mcnemar
       REGRESSION: baseline 1.000 vs candidate 0.033 over 30 paired trials (p=1.86e-09, discordant_odds_ratio=inf, ...)
[FAIL] regression/return_wilcoxon
       REGRESSION: baseline -1.013 vs candidate -8.198 over 30 paired trials (p=9.31e-10, rank_biserial_correlation=-1, ...)
OVERALL: FAIL (2 failing, 0 passing, 0 informational)   # exit code 1

Adversary zoo

Trained adversaries are expensive and specific to what they attack, so cotter.zoo.AdversaryZoo caches them keyed by (env_id, victim_hash, epsilon). Set use_zoo: true in a config's adversarial section and the first run trains and stores the attacker; later runs on the same victim reuse it instead of retraining. The victim hash is taken over the policy artifact (or its parameter tensors), so a retrained victim never silently reuses a stale adversary. A hosted zoo of pretrained expert adversaries is the planned paid tier.

Compliance layer (paid tier)

The open-source engine produces the evidence — structured pass/fail results with statistical guarantees. Rendering that into regulator-ready documentation (EU Machinery Regulation 2027 technical files, ISO 10218 conformity records) is the licensed commercial layer, stubbed here with a stable import path:

from cotter.compliance import EUMachineryReg2027
EUMachineryReg2027(report)   # raises LicenseRequiredError in the OSS build

Architecture

cotter/
├── cli.py               # `cotter run` / `compare` / `zoo` entrypoints
├── config.py            # YAML config schema + loader
├── pipeline.py          # executes the declared categories, aggregates a report
├── backends.py          # simulator backend abstraction (gymnasium / isaac-sim)
├── success.py           # declarative success criteria (min_length/return/info_flag)
├── stats.py             # Clopper-Pearson exact binomial confidence intervals
├── policy.py            # black-box loading (SB3 .zip / torch .pt) + space validation
├── runner.py            # seeded rollouts (serial + parallel) -> EpisodeRecords
├── envs/
│   ├── wrapper.py       # instruments info dict with qvel / actuator_force / contacts
│   ├── registry.py      # resolves gymnasium-robotics (and other) extension envs
│   └── factory.py       # picklable env factory for parallel rollouts
├── report.py            # TestReport: console summary + JSON (results container only)
├── zoo/                 # adversary registry keyed by (env, victim, epsilon)
├── compliance/          # paid-tier regulatory document stub (license required)
└── tests/
    ├── sprt.py          # Wald's sequential probability ratio test (+ CI)
    ├── safety.py        # per-timestep hard limits, zero tolerance
    ├── regression.py    # exact McNemar + Wilcoxon on matched pairs (+ effect sizes)
    └── adversarial.py   # observation-perturbation attack (PPO or random, + CI)

Design notes:

  • Space validation fails loudly. Loading a policy checks its declared and functional observation/action shapes against the env — the #1 real-world integration bug surfaces at load time, not mid-rollout.
  • Shared seeds everywhere it matters. Regression pairs and clean-vs-attacked comparisons run on identical seed sequences, so differences are attributable to the policy, not the physics draw.
  • The adversarial floor never fails. If PPO adversary training errors, get_adversary falls back to the random baseline and says so in the result — the category always produces a number.
  • report.py is a results container, not a compliance-document generator; that is the paid cotter.compliance layer.
  • Config-driven, seed-reproducible runs. cotter run --config run.yaml executes whichever categories the YAML declares; every category derives its seeds from one base_seed, so enabling or disabling a category never perturbs another's rollouts.

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