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DARM Guard

See what your agent is doing. Then govern it.

An agent tool-authorization guard, grounded in a machine-checked Lean 4 theory of assurance transfer.

PerceptraAI Lab

Install

pip install darm-guard

Quick Start

from darm_guard import DARMGuard, Policy, Credential

guard = DARMGuard(
    policy=Policy(authorized_tools=frozenset(["file_read", "web_search"])),
    credential=Credential(tools=frozenset(["file_read"])),
)

guard.check({"file_read"})   # admitted, within credential
guard.check({"code_exec"})   # admitted in OBSERVE mode, but reported

KernelGuard checks the tool, its arguments, and where each argument came from. Every allow/deny decision is computed by the DARM decision kernel: a Lean 4 function with machine-checked properties (darm-monitor K4RoleKernel, which decides exactly as K1DecisionKernel on policies without payload rules), compiled to a native binary (K4DecisionServer). The Python side only formats requests.

from darm_guard import KernelGuard, KernelPolicy, ToolRule, ArgRule

policy = KernelPolicy(tools=(
    ToolRule("file_read", (ArgRule("path", allowed_prefixes=("/workspace/",)),)),
))
guard = KernelGuard(policy, tools={"file_read"},
                    default_provenance="untrusted",
                    kernel_path="/path/to/darmkernel")

guard.check("file_read", {"path": "/workspace/notes.txt"},
            provenance={"path": "authoritative"})         # admitted
guard.check("file_read", {"path": "/etc/passwd"},
            provenance={"path": "authoritative"})         # rejected: semantic
guard.check("file_read", {"path": "/workspace/notes.txt"})  # rejected: provenance

Proved about the kernel's decision function: an admitted invocation passed all five checks, and an expired credential, a tool outside the credential, or any untrusted argument value can never be admitted.

Install the kernel. After pip install darm-guard, run darm-guard-install-kernel. It downloads the kernel binary that darm-monitor's CI built from tag kernel-v0.2.0 and installs it only if its SHA-256 matches the value pinned in this package. Linux x86_64 only; elsewhere, build it with lake build darmkernel and set DARM_KERNEL_PATH. Kernels are never downloaded during an authorization check.

Limits. Not proved: this Python module, JSON encoding, argument-to-string conversion, expiry computation, the kernel's JSON parser and I/O loop, and the Lean compiler. The guard fails closed if the kernel is missing, crashes, or times out. Provenance labels come from the caller; the guard does not infer lineage.

DARM Broker: the enforcement point

KernelGuard answers "is this authorized?" The broker makes the answer binding. It is a separate process that holds the tools and their credentials; the agent holds only a socket and can only propose. The broker builds one canonical invocation, asks the kernel, and executes that same invocation only if admitted.

darm-broker --config broker.json --registry registry.txt --socket /tmp/darm-broker.sock

from darm_guard.broker import BrokerClient
agent = BrokerClient("/tmp/darm-broker.sock")
agent.propose("read_file", {"path": "/workspace/notes.txt"})

The config holds the policy, the credential's tools, the workspace directory, and optionally a credential lifetime (issued_at, ttl_seconds). The registry lists the values the principal vouches for, one per line, in a file the agent cannot write. A line ending in * is a pattern: /workspace/reports/* vouches for every value under that prefix, which gets provenance derived. A policy rule marked "payload": true (a file's content, say) must satisfy its rule but is not provenance-gated: the kernel proves payload cannot buy authority.

Intents (E24). Started with --intents, the broker also requires a principal-held, single-use authorization for each kind of action: a file listing tool names, one per line, in a place the agent cannot write. Each admitted action consumes one; a rejected attempt keeps it; the file is rewritten so a restart cannot resurrect a spent authorization. The agent cannot supply a reason for acting: proposals have no such field, and E24 proves the claimed reason cannot affect the outcome. This closes a gap that per-argument provenance leaves open: content that manipulates whether the agent acts, using values the principal supplied.

Design rules. Proposals are exactly {tool, args}: a proposal carrying any other field, such as a provenance label, is refused rather than ignored, and the broker assigns provenance itself. The invocation that executes is exactly the one the kernel decided; execution itself can still fail, and responses say so. Path arguments must be in normal form, because kernel prefix rules compare strings, and the real path is re-checked before touching disk. Responses report the kernel's decision separately from whether execution happened. Evidence comes before effect: a prepared record is written and synced to disk before any action, and if it cannot be written, nothing is performed; the outcome is recorded afterwards, so an unrecorded outcome always shows as prepared-without-outcome. Responses report the effect (none, succeeded, failed, unknown) and the evidence status. A client that sent a request but got no valid reply reports unknown, never reject. The audit log is hash-chained, starts with fingerprints of the config and registry, and is verified at startup: the broker refuses to run on a broken chain. Hash chaining detects edits, but not truncation of the most recent entries without an external checkpoint.

Claim Evidence
Decision correctness Kernel proved (K4, a conservative extension of K1, so K3's correspondence carries over); shipped binary kernel-v0.2.0 certified on 1,000 answers
Executed invocation = decided invocation Proved in darm-monitor B3BrokerModel, patterns and payload included; this broker certified against B3 on 2,000 kernel-checked facts, with coverage floors for every outcome, untrusted payload, and pattern-derived provenance
Content cannot buy authority Proved in K4 (payload_cannot_buy_authority); attack-tested: a registered value used as content cannot buy an unregistered path
No action without the principal's intent Proved in E24 (execution requires a registered, single-use intent; the agent's claimed reason is irrelevant); this broker certified against E24 on 300 three-step sequences; attack-tested: a hijacked third write is blocked
No effect without prior evidence Tested, not yet proved: an unwritable log means nothing is performed; a tampered log stops the broker from starting; a request with no reply reports unknown (tests/evidence_attacks.py). The lifecycle model (B4) is next
The agent cannot vouch for itself Proved in B1; enforced at the interface; attack-tested
No other route to the effect CI: an agent in a container with no network, a read-only filesystem, and only the broker socket reads and writes through the broker, and five bypass attempts fail (tests/confined_agent.py)
The agent cannot change the rules Config and registry fingerprints logged at startup; file permissions are the deployer's responsibility

Limits. Tools: read_file, list_dir, write_file. Registry patterns widen what the principal vouches for, and pattern breadth is the principal's responsibility. Payload is not checked for truth, harm, or sensitive data: information flow is out of scope. Without --intents, argument provenance alone does not address intent manipulation. Intents are per tool: an authorized intent does not fix which content is sent beyond what the policy's rules fix. The kernel's prefix rules compare strings and assume canonical input, which the broker supplies; the bare kernel alone would pass a traversal such as /ws/../etc. The mediation evidence covers the reference deployment only; any other deployment has to establish mediation itself, and a container escape is a failure of the isolation layer, not of DARM. The Python broker is certified against the model, not proved.

DARM Verify (v0.4)

Check any authorization gate against the DARM kernel. Wrap the gate in an adapter, a function from a DARM request to a Verdict. Verify runs seeded scenarios through both the gate and the kernel and reports every disagreement:

  • false admit: the gate allows what the kernel rejects, labeled with the kernel's reason (T, O, A, S, or P)

  • false reject: the gate blocks what the kernel admits

    darm-verify --adapter darmguard-v0.1 --n 1000 --json report.json

Worked example: DARM Guard's own v0.1, 1,000 scenarios, seed 20260922:

Kernel's reason False admits Mechanism
Authority 196 tool in policy but not in credential: v0.1 admits the union
Observation 101 tool in credential but not in policy: the same union
Semantic 169 v0.1 never sees arguments (R22)
Provenance 21 v0.1 never sees provenance
Temporal 0 v0.1 checks expiry

No false rejects. Every false admit matches a mechanism stated in darm-monitor's formalization of v0.1 (IC1RuntimeSemantics, R22), checked case by case against the saved report.

Writing an adapter for your own gate:

from darm_guard.verify import verify, Verdict

def my_gate(req):     # req has "policy", "credential", "invocation"
    ...               # translate req into your gate's terms and ask it
    return Verdict(admitted, reason)

print(verify("my-gate", my_gate, n=1000).summary())

Third-party adapters. darm-verify includes adapters for AgentLock and Agent-Airlock, each probed against a specific release and translating only what the probes confirmed; scenarios a gate cannot express are declined with a reason rather than forced. Their results are shared with each project's maintainers before any publication.

Scope. Divergences are measured against the kernel's semantics and against your adapter's translation of each scenario, so a divergence can mean a gap in the gate or a limit of the translation. The JSON report includes every scenario so a person can tell which. Scenarios are generated from a small vocabulary: they test decision logic, not real workloads. Verify requires the kernel (darm-guard-install-kernel) and stops if the kernel errors, rather than reporting without a referee.

Three Modes

OBSERVE (default) -- logs and classifies every call. Never blocks. Prints a warning saying so.

GOVERN -- returns a rejection with a typed diagnosis. Your code must honour it.

ENFORCE -- as GOVERN, plus an append-only JSON-lines audit file.

from darm_guard import Mode
guard = DARMGuard(policy=p, credential=c, mode=Mode.GOVERN)
result = guard.check({"code_exec"})
# result.admitted == False
# O-failure: code_exec -- not in observation model

Claim strata

Each layer's claim is weaker than the one above it, and none inherits another's.

Stratum Established How Not inherited
S1 Obligations ODATS necessity, conservation, IC1/R22 correspondence Lean proofs, CI-audited (darm-monitor) Anything about a specific implementation
S2 Kernel kernelDecide's own properties: admission soundness; expired, uncredentialed, or untrusted invocations never admitted Lean proofs, kernel-checked (K1); correspondence to S1 proved in K3a/K3b: exact agreement with E17's gate, admission-level agreement with E18 ODATS, sound refinement of R22 for every invocation (no false admits; complete on the governed tool) E15's causal lift (rests on TMC); E18 diagnosis order (kernel T-first, E18 O-first); domain completeness, which the kernel assumes rather than checks
S3 Binary Built by CI from the tagged, verified commit; SHA-256 pinned in this package; 1,000 of its answers (every outcome, and admitted untrusted payload, at least 10 each) confirmed by Lean's kernel evaluating K4's kernelDecide Provenance, tests, and kernel-checked differential certificates Correct compilation in general: certificates cover sampled inputs only; the JSON parser, I/O loop, and Lean compiler remain trusted
S4 Runtime KernelGuard asks the kernel for every decision and fails closed; the broker holds the tools, assigns provenance itself, and executes only what the kernel admitted Tests; broker certified against the B3 model and E24's intent gate; CI bypass tests in the reference deployment For KernelGuard alone: complete mediation, and caller-supplied provenance. For the broker: mediation outside the reference deployment, and config file permissions
S5 World Nothing -- Physical safety: an explicit assumption (TMC), not a result

What is and is not guaranteed

The v0.1 DARMGuard API operates at the tool-name level, and the notes below apply to it. For argument-level, kernel-computed decisions, use KernelGuard (above). It is grounded in a machine-checked Lean theory, but the Python runtime itself is not formally verified.

Guaranteed by the runtime:

  • Credentials and policies are immutable once constructed.
  • The delta (requested tools not in the credential) is computed exactly.
  • Decisions are deterministic: the same inputs give the same result.
  • Within one process, every check is appended to the session audit log.

Proved in Lean about this runtime (darm-monitor):

  • The v0.1.0 decision rule is formalized exactly and proved equivalent to a single inclusion condition (IC1RuntimeSemantics).
  • Because v0.1.x observes only tool names, no authorizer built on its observations can separate a safe call from a forbidden call to the same tool (R22RuntimeImplementationCorrespondence).
  • A runtime that also observes arguments recovers that distinction (R22). This is the specification for v0.2.

Not guaranteed -- assumed:

  • Complete mediation: calls that bypass the guard are invisible to it.
  • Enforcement: in GOVERN mode the guard returns a decision; it cannot stop code that ignores it.
  • Argument-level or effect-level safety: file_read on any path is treated the same.
  • Authorization of credential expansion: update_credential is not access-controlled.
  • Freshness at execution time: expiry is checked when check() runs, not when the tool runs.
  • Session state across processes or restarts.
  • The D (domain) and S (semantic) conditions: classified in the theory, not enforced at runtime.

ODATS Diagnosis

Code Condition v0.1.x runtime
O Observation -- tool unknown to the policy enforced
D Domain completeness not enforced
A Authority -- tool known but not authorized enforced
T Temporal freshness -- credential expired enforced at check time
S Semantic boundary not enforced

Each condition is proved independently necessary in the Lean theory: removing any one admits a countermodel.

Session Scope Tracking

Tracks cumulative scope across a session, within one process.

guard.check({"file_read"})
guard.check({"web_search"})
print(guard.scope())   # cumulative scope and drift

Temporal Freshness

from datetime import datetime, timedelta
cred = Credential(tools=frozenset(["file_read"]),
                  issued_at=datetime(2026, 9, 1), ttl=timedelta(hours=4))

LangChain Integration

from darm_guard.integrations import guard_tools
guarded = guard_tools(agent.tools, guard=my_guard)

Formal Backing

The conditions behind each check are proved in darm-monitor. See FORMAL_BACKING.md for the theorem map. 1,100+ theorems, zero sorry, CI-audited for sorryAx.

Roadmap

  • v0.3 -- KernelGuard: invocation-level, provenance-aware, decisions computed by the Lean kernel.
  • v0.4 -- DARM Verify; proved kernel correspondence to E17, E18, and R22 (K3); kernel-checked certification of the shipped binary.
  • v0.5 -- DARM Broker for the filesystem domain (read-only): B1 model and certificates, credential lifetime, CI mediation tests.
  • v0.6 -- writes: registry patterns (B2a); role-aware kernel K4, where payload cannot buy authority; write_file; the complete broker model B3 with 2,000 certified facts; kernel-v0.2.0.
  • v0.7 -- intents: E24 epistemic premise transfer and the single-use intent gate, certified against the broker; darm-verify adapters for AgentLock and Agent-Airlock.
  • v0.7.1 (this release) -- evidence before effect: fail-closed prepared records, explicit effect states, startup chain verification, atomic writes. Fixes a 0.7.0 gap in which an effect could occur with no record and the client was told it was rejected.
  • Next -- B4, a formal lifecycle model of the broker; a threat model and trusted-computing-base statement; publish third-party comparisons with their maintainers; a kernel-level treatment of paths; finer-grained intents.
  • Later -- credential-holding enforcement broker for one domain; gated credential expansion.

License

MIT


Olusanya Gbolahan V -- PerceptraAI Lab

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