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Phalanx

The immune system for autonomous AI agents.

Microsoft tells agents what they can't do. Phalanx watches what they actually do, learns from failures, and evolves its policies automatically.

License: MIT Python 3.10+ Tests Coverage


Why Phalanx?

Every AI governance framework today is a seatbelt — static rules written by humans, enforced at runtime. When Agent A discovers a novel failure mode, Agent B has no idea.

Phalanx is an immune system. When one agent in your fleet fails, Phalanx:

  1. Captures the failure and hashes the root cause
  2. Clusters similar failures to detect patterns
  3. Generates a learned policy (no YAML, no human rules)
  4. Validates through a 5-layer gatekeeper
  5. Canary-deploys the policy across your entire fleet

Agent B is now immune. Automatically.

Quick Start

from phalanx import AgentHypervisor, StaticPolicy

# Create a hypervisor with policies
hv = AgentHypervisor(
    policies=[
        StaticPolicy.deny(["delete:production:*"]),
        StaticPolicy.rate_limit(100, "1m"),
        StaticPolicy.require_approval(["deploy:*"]),
    ],
    initial_trust=500,  # 0-1000 scale
)

# Register an agent
hv.register_agent("analyst-1", "data-analyst", "alice@company.com",
                   capabilities=frozenset({"read:data", "write:reports"}))

# Every action goes through the 7-step governance pipeline
result = hv.execute("analyst-1", "read:data:users", {"limit": 100})

if result.allowed:
    print(f"Allowed (Ring {result.ring.value}, Trust {result.agent.trust_score})")
else:
    print(f"Denied: {result.reason}")
    # Intent: {result.intent.category.value}
    # SLO: {result.slo_status.value}

The 7-Step Pipeline

Every action passes through the full governance pipeline in <500 microseconds:

1. Agent Resolution    → Verify identity, apply trust decay
2. Intent Classification → OWASP Agentic Top 10 detection
3. SRE Pre-check       → Error budget exhausted? Auto-restrict.
4. Context Building     → Stateless execution context
5. Policy Evaluation    → <0.1ms, short-circuit on deny
6. SRE Tracking        → Update compliance metrics
7. Trust Update        → Reward success, penalize violations

What Makes Phalanx Different

Feature Microsoft AGT Asqav Phalanx
Trust scoring (0-1000) Yes No Yes
Execution rings Yes No Yes
OWASP Top 10 Yes Yes Yes
Sub-ms policy eval Yes No Yes
Quantum-safe audit No Yes Planned
Callable policies No No Yes
Failure learning (Darwin) No No Yes
Fleet propagation No No Yes
Auto-generated rules No No Yes

Microsoft AGT enforces rules humans write in YAML. Phalanx learns rules from failures and deploys them automatically.

Darwin Engine — The Moat

from phalanx import DarwinFailureCapture, CanaryPropagator

darwin = DarwinFailureCapture(min_cluster_size=3)

# Failures are captured automatically by the hypervisor
# After enough data, analyze for patterns:
clusters = darwin.analyze()

for cluster in clusters:
    if cluster.is_novel:  # Seen across multiple agents
        rules = darwin.generate_rules(cluster)
        # Rules are auto-deployed via canary propagation

Darwin captures failures, clusters root causes using density-based analysis, and generates learned policies. The CanaryPropagator rolls them out gradually through execution rings (Ring 3 → 2 → 1), monitoring SRE error budgets at each stage. Ring 0 (kernel) always requires human approval.

Architecture

phalanx/
├── governance/           # Runtime governance layer
│   ├── types.py          # ExecutionRing, TrustTier, AgentIdentity, PolicyResult
│   ├── policy.py         # BasePolicy (callable!), StaticPolicy factory
│   ├── kernel.py         # StatelessKernel — <0.1ms evaluation
│   ├── trust.py          # TrustBridge — 0-1000 scoring with decay
│   ├── hypervisor.py     # AgentHypervisor — unified 7-step pipeline
│   ├── sre.py            # AgentSRE — error budgets, fleet health
│   └── intent.py         # IntentClassifier — OWASP Top 10 detection
└── evolution/            # The moat — failure learning
    ├── darwin.py          # DarwinFailureCapture — clustering + rule generation
    └── propagator.py      # CanaryPropagator — graduated fleet rollout

Key Concepts

Trust Scoring (0-1000)

Agents start untrusted and earn trust through successful actions. Trust decays over time without positive signals.

Score Tier Ring Access
900+ Kernel Ring 0 Full system access
700-899 Supervisor Ring 1 Cross-agent coordination
400-699 User Ring 2 Standard tool access
100-399 Untrusted Ring 3 Read-only, sandboxed
0-99 Quarantine Ring 3 Fully isolated

Callable Policies

Unlike YAML-based systems, Phalanx policies are Python callables:

from phalanx import CallablePolicy, PolicyResult, ActionVerdict

def my_custom_policy(ctx):
    if ctx.agent.trust_score < 300 and "write" in ctx.action:
        return PolicyResult(verdict=ActionVerdict.DENY,
                          policy_name="low_trust_write_guard",
                          reason="Low-trust agents cannot write")
    return PolicyResult(verdict=ActionVerdict.ALLOW,
                       policy_name="low_trust_write_guard")

policy = CallablePolicy("custom_guard", my_custom_policy)

This is the bridge to Darwin — learned policies are just callables injected at runtime.

SRE Error Budgets

When an agent's policy violation rate exceeds the SLO target, its capabilities are automatically restricted:

from phalanx import AgentSRE, ErrorBudgetConfig

sre = AgentSRE(config=ErrorBudgetConfig(
    slo_target=0.99,        # 99% compliance required
    auto_restrict=True,      # Auto-restrict on budget exhaustion
    recovery_actions=10,     # 10 consecutive good actions to recover
))

Performance

  • Policy evaluation: <100 microseconds (4 static policies)
  • Full pipeline: <500 microseconds (intent + SRE + policies + trust)
  • Zero dependencies: Pure Python, no ML libraries required
  • 163 tests, 94% coverage

Complementary to Microsoft AGT

Phalanx is designed to work alongside Microsoft's Agent Governance Toolkit, not replace it. Use AGT for static compliance (YAML/OPA/Cedar policies, EU AI Act mapping). Use Phalanx for adaptive governance (failure learning, fleet intelligence, dynamic trust).

License

MIT

Contributing

Contributions welcome. The Darwin engine is where the real innovation happens — if you're interested in failure analysis, clustering algorithms, or fleet intelligence, that's where to focus.

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