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AI agent governance - audit trails, policy enforcement, compliance

Project description

asqav

Python SDK for asqav.com, the evidence layer for AI agents. Sign every agent action with ML-DSA-65 (FIPS 204), enforce policies before execution, and produce regulator-ready audit trails. All cryptography runs server-side; the package has zero native dependencies.

Install

pip install asqav

Quick start

import asqav

asqav.init(api_key="sk_...")
agent = asqav.Agent.create("my-agent")

sig = agent.sign(
    "payment.wire_transfer",
    {"amount_eur": 850000, "beneficiary_iban": "DE89370400440532013000"},
    receipt_type="protectmcp:decision",
    risk_class="high",
    issuer_id="legal:Acme GmbH",
    iteration_id="task-2026-Q2-4821",
)

print(sig.compliance_mode)        # True (default; pass compliance_mode=False to opt out)
print(sig.action_ref)             # "sha256:..." over the JCS-canonical action
print(sig.previous_receipt_hash)  # 64 hex; "0"*64 on the first record per agent
print(sig.verification_url)

Each signed action lands on a Compliance Receipt under IETF Internet-Draft draft-marques-asqav-compliance-receipts by default: ML-DSA-65 (FIPS 204) signature, chain hash, retained policy_digest, fail-closed anchoring, and a public verification URL. Pass compliance_mode=False if you want a non-Compliance receipt.

CLI

The package ships an asqav CLI mirroring the Python API. Set ASQAV_API_KEY and run:

asqav verify <signature_id> [--output json]   # IETF axes when present
asqav sign --agent-id ID --action-type T --action-json action.json \
           --compliance-mode --receipt-type protectmcp:decision \
           --risk-class high --issuer-id legal:Acme
asqav agents list / create / revoke
asqav sessions list / end <session_id>
asqav replay <agent_id> <session_id>                       # Pro
asqav replay-verify <agent_id> <session_id> [--strict]     # Pro: IETF chain
asqav preflight <agent_id> <action_type>                   # Pro
asqav budget check / record                                # Pro
asqav approve <session_id> <entity_id>                     # Pro
asqav compliance frameworks / export                       # Business
asqav audit-pack export --start ISO --end ISO --output-file bundle.json
asqav audit-pack policy <sha256:hex>
asqav payloads erase <signature_id>                        # P4 right-to-erasure
asqav org set-compliance-strict <org_id> --enable|--disable
asqav keys generate --algorithm ed25519|es256 [--out priv.pem]
asqav migrate run v3-20|v3-21|v3-22                        # X-Maintenance-Key required
asqav policies / webhooks list / create / delete           # Pro

Pro and Business commands are gated client-side via GET /account so a free-tier key gets a clean upgrade message instead of a mid-pipeline 402. The server is the source of truth; self-hosted deployments without /account skip the gate.

Data handling modes

The SDK auto-detects whether you're pointing at the Asqav cloud or a self-hosted deployment and selects the safer default for each:

  • Cloud (*.asqav.com): hash-only by default. The SDK builds a fingerprint of your action context, computes a SHA-256 hash locally, and sends only the hash plus a small metadata bag (action_type, agent_id, session_id, model_name, tool_name). Raw prompts and tool arguments stay on your side.
  • Self-hosted: full-payload by default. The server can run policy checks, PII redaction, and richer audit. Recommended when you control the deployment.

Override anytime:

asqav.init(api_key="...", base_url="https://api.asqav.com", mode="hash-only")

The fingerprint format is sorted JSON with no whitespace per JCS, hashed with SHA-256. See docs/fingerprint-spec.md and conformance/vectors.json for the spec and cross-language test vectors.

Compliance receipts (IETF profile)

Compliance Receipts are the SDK default. Each agent.sign(...) call produces a receipt that conforms to draft-marques-asqav-compliance-receipts: ML-DSA-65 signature, JCS canonicalization, retained policy_digest, hash-chained previous_receipt_hash, OpenTimestamps anchoring. Opt out with compliance_mode=False if you want the older shape.

The envelope extensions most callers reach for:

  • receipt_type - protectmcp:decision, protectmcp:restraint, protectmcp:lifecycle, protectmcp:lifecycle:configuration_change, protectmcp:acknowledgment, protectmcp:observation, or protectmcp:observation:result_bound (observation receipts that bind tool output via result_digest).
  • risk_class - controlled vocabulary: unacceptable | high | limited | minimal | gpai | low | medium | unknown.
  • iteration_id - logical task id, distinct from session.
  • sandbox_state - enabled | disabled | unavailable for high-risk gating.
  • incident_class - DORA / NYDFS / CIRCIA token (or array of tokens).
  • issuer_id - LEI (ISO 17442), EIN, CIK, or a W3C DID for non-LEI deployers.

Shadow AI capture (passive_telemetry)

Two receipt_type values cover the gating axis: protectmcp:decision records that a policy ran and gated the action; protectmcp:observation records that a passive monitor saw the event without gating it. Pick observation when the producer never had the option to block (SIEM forwarder, browser extension in observe-only mode, NetFlow-style proxy with no enforcement hook).

Set capture_topology='passive_telemetry' to declare the producer is observing after the fact. The SDK client-side check pre-flights the Asqav cloud's full rule 8 gate: a capture_topology='passive_telemetry' receipt MUST use receipt_type='protectmcp:observation'. Any other receipt_type paired with passive_telemetry (:decision, :restraint, :lifecycle, :lifecycle:configuration_change, :acknowledgment) raises ValueError with the verbatim false_attestation_guard: capture_topology=passive_telemetry receipts must use receipt_type=protectmcp:observation, not :<offending> (rule 8) message before the HTTP roundtrip (see false_attestation_guard in python/src/asqav/client.py).

sig = agent.sign(
    "mcp:tool_call",
    {"server": "filesystem", "tool": "read"},
    receipt_type="protectmcp:observation",
    capture_topology="passive_telemetry",
    issuer_id="legal:Acme GmbH",
)

capture_topology is stamped on the audit-pack manifest entry but never on the signed payload. The other accepted topologies are in_process_sdk, network_proxy, browser_extension, ebpf_observer, and mcp_proxy; only passive_telemetry triggers the false-attestation guard. The full topology semantics live in the cloud's docs/capture-topology.md, and the wire vocabulary is published live at https://api.asqav.com/.well-known/governance.json for discovery.

Configuration change receipts (rule 9)

A receipt_type='protectmcp:lifecycle:configuration_change' receipt declares the agent's runtime configuration was mutated. The SDK pre-flights the Asqav cloud's rule 9 cross-field gate (NSA CSI U/OO/6030316-26 alignment): the receipt MUST carry config_manifest_digest. Omitting it raises ValueError with the verbatim false_attestation_guard: receipt_type=protectmcp:lifecycle:configuration_change requires config_manifest_digest (rule 9) message before the HTTP roundtrip.

sig = agent.sign(
    "mcp:config_update",
    {"server": "filesystem", "delta": "tool_added"},
    receipt_type="protectmcp:lifecycle:configuration_change",
    policy_decision="none",
    config_manifest_digest="sha256:<hex of manifest>",
    cve_inventory_digest="sha256:<hex of cve snapshot>",
)

Expiry precedence (rule 10)

valid_seconds (legacy, server computes valid_until = signed_at + valid_seconds) and expires_at (caller-supplied horizon) are mutually exclusive. Pass exactly one of the two: valid_seconds=3600 for "expire one hour after signing", or expires_at="2026-06-01T00:00:00Z" for an explicit horizon. Passing both raises ValueError with the verbatim expiry_collision_guard: pass either valid_seconds or expires_at, not both (rule 10) message before the HTTP roundtrip. Passing neither falls back to the server-side default (valid_seconds=86400).

Digest format (rule 11)

Every caller-supplied digest field (tool_fingerprint, config_manifest_digest, cve_inventory_digest, executable_hash, sbom_digest) MUST match the regex ^sha256:[a-f0-9]{64}$. The two URL pointer fields (slsa_provenance_pointer, supply_chain_pointer) MUST start with http:// or https://. Anything else raises ValueError with a verbatim guard message before the HTTP roundtrip. To avoid wire drift, use the SDK's deterministic helpers (each is byte-deterministic under JCS):

from asqav.client import (
    _compute_tool_fingerprint,
    _compute_config_manifest_digest,
    _compute_cve_inventory_digest,
)

fp = _compute_tool_fingerprint("search", {"args": {"q": "string"}})
cfg = _compute_config_manifest_digest({"server": "filesystem", "tools": ["read"]})
cve = _compute_cve_inventory_digest([{"id": "CVE-2026-0001", "severity": "high"}])

NSA-aligned receipt fields

Six wire fields on agent.sign(...) carry the NSA CSI U/OO/6030316-26 alignment for MCP server lifecycle and tool output binding:

The protectmcp:observation:result_bound receipt_type variant carries result_digest and lets observation receipts bind to a specific tool result without claiming the policy gated the call.

Build-provenance 4-tuple

Four optional wire fields bind build-side provenance into the signed receipt:

  • executable_hash - sha256:<hex> of the executable that invoked the action.
  • sbom_digest - sha256:<hex> of the canonical CycloneDX or SPDX SBOM document.
  • slsa_provenance_pointer - https URL to the SLSA attestation envelope.
  • supply_chain_pointer - https URL to the in-toto, Sigstore, or Rekor entry.
sig = agent.sign(
    "build:provenance",
    {"image": "asqav/cloud:0.5.1"},
    compliance_mode=True,
    executable_hash="sha256:<hex of executable>",
    sbom_digest="sha256:<hex of SBOM>",
    slsa_provenance_pointer="https://attestations.example.com/slsa/build-1.intoto.jsonl",
    supply_chain_pointer="https://rekor.sigstore.dev/api/v1/log/entries/abc",
)

See https://www.asqav.com/docs/executable-hash-and-sbom-provenance.

Audit Pack export

The cloud signs a Compliance Audit Pack over a window of receipts. The SDK wraps the endpoint:

pack = asqav.fetch_audit_pack(start="2026-05-01T00:00Z", end="2026-06-01T00:00Z")
print(pack["bundle_digest"])              # sha256:<hex>
print(pack["bundle_signature"])           # base64 ML-DSA-65 sig over the bundle
print(pack["regime_mapping"])             # {regime_token: [record_id, ...]}
print(pack["algorithm_registry_version"]) # registry version pinned at issuance

asqav.export_bundle(signatures, framework="dora") is the offline alternative for air-gapped flows: it computes a Merkle root over an in-memory list of receipts without calling the cloud. Use fetch_audit_pack whenever the cloud is reachable, since only the cloud signature gives the auditor a tamper-evident manifest.

Local-side sanity checks (presence of REQUIRED fields, namespace, 300s skew bound, predecessor rederivation) are available as asqav.verify_compliance_receipt(envelope, predecessor_envelope=...). The cloud is the authoritative verifier; this helper is a convenience.

Algorithm agility is exposed via asqav.SUPPORTED_ALGORITHMS. Pass algorithm="ed25519" or "es256" to Agent.create(...) for non-post-quantum identities, or asqav.generate_local_keypair("ed25519") for offline scenarios.

Integrations

The SDK ships native callbacks and adapters for common agent frameworks under asqav.extras.*:

  • LangChain - from asqav.extras.langchain import AsqavCallbackHandler, pass to a chain's callbacks=[handler]. Signs each chain, tool, and LLM lifecycle event.
  • CrewAI - from asqav.extras.crewai import AsqavCrewHook, AsqavGuardrailProvider, attach the hook to the Crew so every task and agent step signs through Asqav.
  • LiteLLM - from asqav.extras.litellm import AsqavGuardrail, register on litellm.callbacks. Signs every completion across providers.
  • OpenAI Agents SDK - from asqav.extras.openai_agents import AsqavGuardrail, AsqavTracingProcessor, attaches to the runner and signs tool calls plus tracer spans.
  • LlamaIndex, Haystack, smolagents, DSPy, Letta, Strands, Instructor - same pattern via asqav.extras.<framework>; each exposes one AsqavAdapter subclass.
  • pytest - run pytest --asqav --asqav-agent=test-runner with ASQAV_API_KEY set; each test result signs and a Merkle-rooted compliance bundle emits on session finish.

Cookbooks for FastAPI middleware, AutoGen, and reasoning-trace capture live under python/examples/. See https://asqav.com/docs/integrations for the per-framework guide.

Errors

All raised exceptions extend AsqavError. AuthenticationError (401), RateLimitError (429), and APIError (with status_code) are exported for fine-grained handling:

from asqav import AsqavError, AuthenticationError, RateLimitError, APIError

try:
    agent.sign("api:call", {"model": "gpt-4"})
except AuthenticationError:
    # rotate ASQAV_API_KEY
    raise
except RateLimitError as exc:
    # exc.retry_after holds the cooldown in seconds
    raise
except APIError as exc:
    # exc.status_code holds the HTTP status
    raise

ValueError is raised before the HTTP roundtrip for the verbatim rule 8 / 9 / 10 / 11 guards listed above. Catch ValueError separately so guard violations surface as developer errors, not API errors.

Requirements

Python 3.10 or newer. Uses httpx for the API client. Zero native dependencies; ML-DSA cryptography runs server-side.

Standards

Asqav's compliance receipts are profiled in IETF Internet-Draft draft-marques-asqav-compliance-receipts, an Independent Submission that profiles draft-farley-acta-signed-receipts for EU AI Act Articles 12 and 26, and DORA Article 17 bindings. The SDK aligns with NIST FIPS 204 (ML-DSA), JCS canonicalization, and the NSA Cybersecurity Information Sheet U/OO/6030316-26 on MCP server lifecycle telemetry.

Roadmap

What ships on Asqav today. Each item is available on main:

  • Hash-only mode for cloud - default for *.asqav.com.
  • Self-hosted signer (split-trust) - compose file in the Asqav backend repo.
  • Bring-your-own KMS (AWS KMS / GCP KMS) - Enterprise tier.
  • Customer-owned storage - self-hosted; relay payload allowlist enforced in code.
  • SCITT / COSE_Sign1 receipt export - public GET /api/v1/signatures/{id}/cose returns application/cose.
  • Air-gapped / on-prem mode - offline license + zero-egress; see the backend repo docs/airgapped-mode.md.

See https://asqav.com/docs for the live feature set.

Documentation

License

Apache-2.0. Get an API key at asqav.com.

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